Investment Industry Regulatory Organization of Canada - PDFSEARCH.IO - Document Search Engine

Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
161	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-09 09:36:03 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
162	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-26 13:31:06 Business Financial regulation Investment Industry Regulatory Organization of Canada Best execution
163	Montreal - Industry Reception Keynote Address Andrew J. Kriegler President and Chief Executive Officer Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-25 16:36:04 Economy of Canada Financial economics Autorité des marchés financiers Securities Investment Industry Regulatory Organization of Canada Capital market Office of the Superintendent of Financial Institutions Financial regulation Financial system Banking in Canada
164	MSC STAFF NOTICE[removed]CANADIAN SECURITIES REGULATORS RELEASE IIROC OVERSIGHT REVIEW REPORT The Canadian Securities Administrators (CSA) including The Manitoba Securities Commission, Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-12-04 11:09:55 Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Financial economics Finance Enterprise risk management Regulatory risk differentiation Audit committee Auditing Business Information technology audit
165	Administrative Notice General UMIR Contact: Victoria Pinnington Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-17 11:01:05 Mathematical finance Investment Financial regulation Investment Industry Regulatory Organization of Canada Securities Universal Market Integrity Rules High-frequency trading Algorithmic trading Canadian securities regulation Financial markets Financial economics Finance
166	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-18 09:41:02 Business Law Financial regulation Investment Industry Regulatory Organization of Canada Due diligence Underwriting Securities Financial economics Finance
167	For further information, please contact: Karen Archer Senior Media and Public Affairs Specialist[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-17 10:51:04 Mathematical finance Investment Algorithmic trading High-frequency trading Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Stock market Market maker Financial markets Financial economics Finance
168	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-12 11:31:04 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
169	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-08 15:36:05 Financial economics Matthews Financial system Business Finance Investment Securities Financial regulation Investment Industry Regulatory Organization of Canada
170	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-09 09:36:01 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada

UPDATE